# RFC: Compaction as a capability seam (abstract contract + basic backend)

Status: implemented

## Problem

A long-running agent conversation grows without bound. As the event log accumulates turns, the derived message history eventually approaches the model's context window — the model then truncates mid-response (`max-tokens`) or degrades. **Compaction** is the mitigation: replace a run of older history with a concise summary, keeping recent context intact.

The [session surface](../../implemented/architecture/2026-06-18-session-surface.md) was built as the foundation for exactly this — an ordered projection over the event log with a `surfaceOp: { op: 'replace', start, end }` operation purpose-built to shadow a range of entries and insert a replacement, with `sourceEventSeqs` recording provenance so the decision replays deterministically. What remained was the plugin that *decides what to compact and produces the summary*.

Two forces shape the design. First, compaction is **swappable**: token counting can be a char/4 heuristic or a real tokenizer, and summarization can be a model call, a template, or a remote service — these vary independently of *when* and *which range* to compact. Second, `SurfaceEventType` is closed to five event types (`user/message`, `assistant/message`, `tool/result`, `context/message`, `steering/message`); only those may carry `surfaceOp`. A bespoke `compaction/*` event therefore **cannot** itself appear on the surface — the compiler rejects `surfaceOp` on it and the invariants plugin rejects it at runtime.

## Decision

### Compaction is a capability seam, split interface / implementation

Per the [capability-seams RFC](../../implemented/architecture/2026-06-13-capability-seams.md), compaction ships as separate packages so the contract, the algorithm, and (later) the consumer surface evolve independently:

1. **Interface** — `@deepseek-ai/dsh-compact`: an abstract `CompactService` owning the `ctx.compact` key, the `CompactionResult` vocabulary, and the `compact/*` session events. It declares `compactIfNeeded()` and `compactRegion()` as **abstract** — the contract states *what* compaction does, not *how*.
2. **Implementation** — `@deepseek-ai/dsh-compact-basic`: a concrete `BasicCompactService` that owns the entire algorithm — token estimation (chars per token — the `charsPerToken` config, default 4 — + per-block overhead), the tail→head retention walk, summarization via `ctx.llm.stream()`, the surface replacement, the lock, and the `agent/pre-step` auto-compaction listener. A tokenizer-based or template-based backend is a sibling package (or a subclass overriding the two protected estimation/summarization hooks).
3. **Consumer** — deferred. A `/compact` tool and slash command will `inject: ['compact']` and call the contract; they are intentionally out of scope here so the seam settles first.

### The contract depends on `dsh-session` and `dsh-llm` — a deliberate deviation

The capability-seams RFC states the interface package "depends only on cordis" (true of `dsh-bash`, whose vocabulary is self-contained). Compaction **cannot** honor that: its verbs act on an agent-owned `Session` (`compactRegion(start, end, agent)`) and the durable `compact/summary` event carries `ContentBlock[]`. There is no way to express the contract without naming `Session`/`SessionEvent` (from `dsh-session`) and `ContentBlock` (from `dsh-llm`).

This is not a coupling smell — it is the contract's domain. The "only cordis" guidance was always shorthand for "the interface depends only on what the contract genuinely names, and never on an implementation." `dsh-session` and `dsh-llm` are themselves interface/vocabulary packages, not implementations; `dsh-compact` still imports no backend. The seam's real invariant — *consumers and implementations evolve independently behind an abstract service* — holds intact.

### Abstract `compactIfNeeded` / `compactRegion`, algorithm in the backend

An earlier draft put the full algorithm (the retention walk, token-summing, text extraction) as concrete methods on the interface, with only `estimateContentTokens()` and `summarize()` abstract. That recouples the contract to one strategy: a backend that wants a different retention policy or a different event-sequencing would have to fight inherited concrete code. Making both core methods abstract puts every *how* decision in the backend, where it belongs, and keeps the interface a pure statement of *what*. The backend remains internally factored — `estimateContentTokens()` and `summarize()` are `protected` hooks a sub-backend can override without reimplementing the walk — but that factoring is the backend's private concern, not the contract's.

`compactIfNeeded(agent, fullSystemPrompt, sessionPrefix, signal)` takes required inputs from the auto-compaction seam: the agent, assembled system prompt, composed request prefix, and turn abort signal. `compactRegion(start, end, agent, signal?)` uses `agent.session` as its single session identity and keeps an optional signal for manual callers. The backend's summarization request is a direct `ctx.llm.stream()` call; the configured summarization model falls back to the agent's model, and adapters can still route through the LLM seam.

### Auto-compaction runs on `agent/pre-step`, a dedicated surface-mutation seam

Compaction is a **surface mutation**, not a request transform — and that distinction is the seam it belongs on. The loop's request lifecycle, per step, is: assemble the system prompt → open the step → derive the message history from the surface → run the `agent/request` waterfall → call the model. An earlier cut wedged compaction into the `agent/request` waterfall, which forced two problems: (1) the loop had already derived `messages` from the *stale* surface, so the listener had to mutate the surface and then *re-derive* and overwrite `request.messages` — a double-derive whose only purpose was to undo the premature first derive; and (2) `agent/request` also carries downstream-injected context a listener might have added to `request.messages`, which compaction cannot act on (it can only compact the surface), inviting the confusion of measuring tokens compaction can't shed.

The fix is a dedicated loop seam, **`agent/pre-step`** (`@mode serial`), fired by the loop *after* system assembly and *before* the step opens (`step/start`):

```
assembly = ctx.systemPrompt.assemble()
await ctx.serial('agent/pre-step', agent, turn, step, system, signal)  ⟵ compaction mutates the surface here
session('step/start')                 ⟵ the step opens AFTER the seam
messages = session.deriveMessages()   ⟵ single derive, reflects the compaction
request  = waterfall agent/request    ⟵ pure request transform (hooks, model switch)
```

This makes the layering correct *by construction*: compaction mutates the surface, the loop derives **once** from the result (no double-derive), and at `pre-step` the assembled `messages` do not yet exist — so a listener structurally *cannot* see or be expected to act on downstream-injected context. `agent/request` reverts to a pure request transformer. Firing the seam **before** `step/start` (not inside the open step) is load-bearing for crash-safety: compaction's log-only `compact/*` records and its replacement node land *outside* any step, so the honest log structure a crash leaves (a dangling `compact/start` sitting before the synthetic `turn/end` that turn-repair appends) holds without a half-open step to reconcile. The seam is `serial` (awaited, in registration order), not `parallel`: a listener mutates the surface as a side effect — there is nothing to transform or return — and serial isolates listeners from each other so two surface-mutating listeners can never interleave their `session.append`s. Cordis `serial` does bail early if a listener returns a bail value, so `agent/pre-step` listeners are typed/documented to return `void` and must not use that bail channel as a semantic veto surface.

This **amends** the original RFC's claim of "NO changes to `dsh-agent-loop`; compaction is a pure plugin." That claim was load-bearing for a wrong design — reusing `agent/request` was the mistake. Per the pre-release "foundation over blast radius" stance, adding the correct seam (one event declaration in `dsh-agent`, one awaited emit in the loop) beats preserving a no-change boast that locked in the double-derive.

### Retention is turn-agnostic; tool-pairing balance is the only structural guard

Auto-compaction fires before **every** step, not once per turn. This is **load-bearing for runaway-turn survival**: a tool-heavy ReAct turn appends an `assistant/message` + a `tool/result` per step, so the surface grows *within* a turn. A single turn can grow past the window on its own (a "runaway turn") — and the only moment to rescue it before the next model call overflows is the next step's `pre-step` checkpoint. Gating compaction to a turn's first step (or, worse, retaining the whole in-flight turn verbatim) re-opens exactly the hole compaction exists to close: the harness would die when compaction is most needed.

So retention does **not** protect the in-flight turn, and turn boundaries play no role in it. `compactIfNeeded` walks the surface entries tail→head, summing per-entry token estimates, and retains the smallest tail-run of **whole units** whose total reaches `retainTokens`; everything older is compacted (head-anchored — see below). A *unit* is either a whole closed step (its `assistant/message` plus its `tool/result`s) or a single no-step entry (a pre-step `user/message`, inter-step `steering/message`, or injection `context/message`). The walk rounds toward retaining *more*: when the raw token cutoff lands mid-step, it extends the retained side head-ward until the cut before the retained entry is **tool-pairing balanced**. The single structural guard is therefore **tool-pairing balance** — a region's edges are balanced cuts on the *surface* (no unanswered `tool-call` crosses either edge), so a compacted region never splits a step's tool-calls from their `tool/result`s (which would produce a transcript every provider rejects). The check is decided over surface order, **not** the log's `step/*` markers: a compaction lands a replacement at a high log seq whose surface position is the head, so a log-position scan misreads its neighbours — `dsh-session` exports `isToolPairingBalanced(nodes, events, beforeSeq)` for the surface-anchored check. `compactRegion` enforces it strictly, throwing on a boundary that would split a step.

A runaway turn thus compacts exactly like any other history: its early *closed* steps get summarized while its recent steps stay verbatim. When the only compactable content left is an un-splittable open tail step (its tool-calls have no results yet), compaction declines (`null`) and retries once that step closes.

**Single-unit overflow is out of scope, by design.** If a single retained unit — one closed step, or a large free node such as a pasted `user/message` — *alone* exceeds the budget, compaction cannot help and the next model call may go out over-budget. Bounding an individual unit's size is a separate concern (output truncation), handled elsewhere; compaction makes no promise about it, and the harness without such a mechanism can still break on a single oversized unit. This is named honestly rather than papered over.

### Head-anchoring: one auto checkpoint, always at the head

`compactIfNeeded` always anchors the compacted range at the surface **head** (`nodes[0]`). After a first compaction lands a summary node at the head, the *second* compaction's range starts at that summary node and re-summarizes it together with the steps accumulated since — so the surface holds **at most one** auto-generated checkpoint, always at the head, re-consolidated each cycle (the backend's checkpoint-merge prompt makes this a cheap incremental merge — see below). This is *why* `CompactionResult.shadowedRange` is a **surface-position span, not a numeric seq interval**: after a replace lands a fresh high-seq summary node at an older range's position, `start` can be numerically **greater** than `end`. The range is resolved positionally (index into the ordered node list and slice), and `shadowedSeqs` is the authoritative set in surface order. (Manual `compactRegion` may target any aligned mid-range and so *can* leave several checkpoints; the checkpoint framing does not claim everything after it is recent.)

### Approximate convergence invariant

`resolveConfig` validates numeric knobs but does NOT reject based on a pretend summary-length invariant. Convergence is dynamic: provider output caps can be spent on hidden or surfaced reasoning tokens, and the model may emit a summary of unpredictable size. `maxTokens` is only the provider-side generation cap for the summarization call; reasoning blocks are stripped before the checkpoint is stored. If a compacted surface is still over threshold, `compactIfNeeded()` re-compacts the head checkpoint up to `compactionRetries` extra times, but each committed summary must be smaller than the content it shadows. The sole residual is the single-unit-overflow case above (a backward-rounded oversized step can push the retained tail over budget) — which is exactly the out-of-scope concern, not a thrash bug.

### Surface replacement: `compact/*` events are log-only; one `user/message` carries the summary

Because `SurfaceEventType` is closed, the summary cannot ride on a `compact/*` event. The backend instead appends a **single `user/message`** with `surfaceOp: { op: 'replace', start, end }` whose `content` is the (framed) summary and whose `sourceEventSeqs` covers the shadowed nodes *and* the bookkeeping events. The `compact/*` events are pure log records (lock + provenance). The surface mutation sits **inside** the lock — `compact/end` is the last event appended:

```
compact/start    → log-only. Acquires the lock.
[summarize older range via the backend]
compact/summary  → log-only. Provenance: raw summary, range, shadowed seqs, token count.
user/message     → surfaceOp { op:'replace', start, end }. THE surface mutation (framed summary).
                   deriveMessages() renders it as a user-role message.
compact/end      → log-only. Releases the lock (carries `error` on a recoverable failure).
```

`deriveMessages()` then yields `[summary_as_user_message, ...retained_nodes]`. Reusing `user/message` is honest rather than a workaround: a summary genuinely *is* user-role context.

### Checkpoint framing + incremental merge (backend-private)

The landed `user/message` is not the raw summary: the backend wraps it in a checkpoint preamble (so a resuming model reads it as established background, not a fresh request) and `<compacted-summary>…</compacted-summary>` tags. The tags make a prior checkpoint detectable on the next cycle, and the summarization prompt then instructs the model to *merge it in place* (preserve still-true facts, drop stale) rather than re-summarize verbatim — a cheap incremental merge that needs no extra log/event machinery. The raw, unframed summary stays on the `compact/summary` provenance event. This framing is entirely a **backend HOW decision** — the contract only promises "a single replace `user/message` carries the (possibly framed) summary; the raw summary lives on `compact/summary`." A template or remote backend may frame differently or not at all.

### Blocking via a log-recorded lock, plus a crash/recoverable failure taxonomy

The `compact/start … compact/end` bracket is justified, in order of what now does the work:

1. **Crash-detectable orphan + provenance** (primary). Summarization is a slow model call persisted *after* `compact/start`. A crash mid-summarization leaves a `compact/start` with no matching `compact/end` — a detectable orphan. Releasing the lock last (rather than first) converts the crash window from *silent corruption* into that detectable orphan.
2. **Prevents concurrent compaction.** `compactRegion` refuses to start if the current turn holds an unmatched `compact/start`. (The loop is single-threaded across the awaited `pre-step`, so this is also a re-entry tripwire — a thrown "already in progress" signals a real bug.)

Two failure paths, both documented:

- **Crash** (the loop dies mid-summarization): a dangling `compact/start`, no closer. Because `compact/*` are **log-only**, the orphan is **inert** — the surface replacement never landed, so the full, uncompacted history derives correctly. Generic turn-repair (`interruptedTurnClosers`) closes the turn with a synthetic `turn/end`; the orphan sits *before* that `turn/end`, so the turn-scoped in-progress check never sees it and a crash can't wedge future compaction. Compaction simply re-attempts at the next `pre-step`.
- **Recoverable** (summarization throws but the loop survives): the backend appends `compact/end` with its **`error`** field set, leaving the surface untouched, and the model call proceeds with full history.

`compact/end` keeps its `error?` field (mirroring `tool/result`'s self-contained error — one event tells success from failure without correlating a sibling). There is no separate `compact/error` event.

**Core session repair stays compaction-agnostic — deliberately.** `interruptedTurnClosers` is never taught about `compact/*`. Teaching it would force every future `xxx/start … xxx/end` plugin pair to patch a core module — exactly the coupling the capability-seam architecture exists to avoid. Because the log-only orphan is inert, no special repair is needed: generic turn-repair plus the inertness of an un-landed surface mutation is sufficient.

## Alternatives considered

- **The full algorithm as concrete interface methods** (only estimation/summarization abstract) — the earlier draft; rejected because it recouples the contract to one retention strategy. Both core methods are abstract; the `protected` estimation/summarization hooks are the backend's private factoring, not the contract's.
- **Compaction on the `agent/request` waterfall** — the earlier cut; rejected for the double-derive it forced and for handing the listener context it structurally cannot compact. The dedicated `agent/pre-step` seam makes the layering correct by construction.
- **A separate `compact/error` event** — rejected: `compact/end` keeps an `error?` field, mirroring `tool/result`'s self-contained error — one event tells success from failure without correlating a sibling.
- **Teaching core turn-repair about `compact/*`** — rejected: the log-only orphan is inert, and a core module patched for every future `xxx/start … xxx/end` plugin pair is exactly the coupling the capability-seam architecture exists to avoid.

## Consequences

- **New packages**: `packages/compact/compact` (interface) and a sibling `compact-basic` (backend) under `packages/compact/`, wired into the root tsconfigs. The consumer tier is deferred.
- **New loop seam**: `agent/pre-step` (`@mode serial`) declared in `dsh-agent` and emitted by `dsh-agent-loop` after system assembly and before `step/start`. This is a documented change to the loop — `docs/architecture.md` records it and the generated cordis catalog carries its signature.
- **`SessionEventMap`** gains `compact/start` / `compact/summary` / `compact/end` by declaration merging (merge-extensible); `SurfaceEventType` is **not** touched. These are session events, not cordis `Events`, so the event-taxonomy gate needs no entry.
- **`dsh-session`** gains the tool-pairing balance predicate (`isToolPairingBalanced`, in `tool-pairing.ts`, exported from the package index) that `compactRegion`/`compactIfNeeded` use to keep a collapsed region from splitting a step's tool-call/result pair. The surface `replace` op and the surface-metadata runtime guard already existed and are reused.
- **`dsh-invariants`** drops its `surface replace: start must be <= end` assertion: a head-anchored compaction lands a high-seq replacement node at an older range's *position*, so `start > end` numerically is normal and valid (the range is positional, validated by the surface's `indexOf` checks that remain). The turn-enclosure invariant is reused unchanged.
- **Wiring**: `dsh-compact-basic` is loaded in `examples/coding-agent`'s `cordis.yml`, so the seam ships in the real demo (it was previously loaded nowhere).

## Testing

- **Unit** (`dsh-compact-basic`): the whole-unit retention walk, the convergence-invariant throw, both failure paths (`compact/end` with/without `error`), head-anchoring producing a non-monotonic `shadowedRange`, decline-on-open-tail, crash-orphan inertness, and the **runaway-turn regression** — a single oversized open turn compacts its early closed steps (proven to fail on the layer-2 protection it replaced). Driven through the real `dsh-invariants` plugin and the real Loader/inject path.
- **Loop** (`dsh-agent-loop`): `agent/pre-step` fires once per step, after `turn/start` and before `step/start`, awaited; a surface mutation in a `pre-step` listener lands outside the step and is reflected in the single derived request.
- **With-key e2e** (`examples/coding-agent`): a real model + real bash session with a lowered `contextWindow`/`retainTokens` triggers compaction mid-session; the test verifies the WORLD (a `compact/start…end` pair landed, the surface shrank, the agent still completed the task after compaction). This is compaction's first real-world exercise and the runaway-survival net.
- **Snapshot (deferred, named gap)**: a full-transcript snapshot of a runaway-turn compaction is NOT yet possible — `dsh-llm-replay` derives one model call per `(turn, step)` from `assistant/chunk` events, but the summarization call records no `assistant/chunk`s and carries no `sessionId` (it binds to the anonymous cursor and claims a non-existent extra script). Covering it needs net-new replay infrastructure (record/replay an interleaved summarization call) and is scheduled as a follow-up rather than discovered mid-build.
